Our Company provides regulatory compliance services and can assist you in ensuring you meet your Anti-Money Laundering (AML) compliance needs based on the relevant regulations. Our Company can add value to your firm, providing the following:

  • Draft or review the adequacy of the AML compliance policies and procedures to incorporate any new or changed regulations
  • Assisting on Know-Your-Client (KYC) implementation process;
  • Design or review risk-based testing methods for the AML program’s policies and procedures
  • Perform an independent AML audit which tests the firm’s AML program
  • Provide initial/annual AML training