Our Company provides regulatory compliance services and can assist you in ensuring you meet your Anti-Money Laundering (AML) compliance needs based on the relevant regulations. Our Company can add value to your firm, providing the following:
- Draft or review the adequacy of the AML compliance policies and procedures to incorporate any new or changed regulations
- Assisting on Know-Your-Client (KYC) implementation process;
- Design or review risk-based testing methods for the AML program’s policies and procedures
- Perform an independent AML audit which tests the firm’s AML program
- Provide initial/annual AML training