In recent years, where the compliance requirements from competent authorities are heavily increased, our Company provides high quality and ongoing compliance support as follows:

  • Regulatory Compliance Support to various financial market participants, including, but not limited to Investment Firms, Investment Funds/Managers, AIFMs, Payment Institutions, Electronic Money Institutions. The Compliance support that is provided by our Company is tailored made to your business model and operations in order to mitigate your specific regulatory risks and guide you through to achieve compliance at every level of your operations.
  • Day to day compliance support to achieve compliance based on specific regulatory requirements such as MiFID II, MiFIR, Capital Requirements Directive, EMIR, Investment Funds Law, Payment Services Law etc.
  • Drafting policies and procedures based on your business model/operations to meet regulatory requirements.
  • Drafting Annual Reports which are mandatory by the competent authorities.
  • Advice on compliance manner regarding your communication with the relevant regulator to achieve compliance and build a trustworthy relationship.
  • Training to personnel of your Company to understand and implement in a compliance way the regulatory requirements