On behalf of our client, we are recruiting a full-time #ComplianceOfficer to join a growing Investment Dealer based in Mauritius.
Main duties:
- Ensuring continued compliance with the obligations under the FIAMLA and FIAML Regulations 2018 subject to the ongoing oversight of the Board of the Company
- Contributing to creating, implementing, and maintaining the Company’s compliance manual, policies and procedures, and system for combating Money Laundering and FT
- Undertaking day-to-day supervision of the AML Program and compliance monitoring activities
- Carrying out risk assessments
- Maintain compliance registers (including PEP, Incidents and Errors, Breaches, Conflicts of Interest, etc)
- Regular reporting, including reporting of non-compliance to the Board of the Company
- Undertaking a review of all internal disclosures on relevant information and determining whether or not such internal disclosures have substance and require filing/reporting to be made to the FIU
- Maintaining relevant records
- Provide guidance to the Board and develop ongoing training programs to the staff
- Any other related duties that may be required from time to time
- Reviewing and evaluating suspicious activity reports and being the first contact person in regard to FIU and other regulatory reporting matters
- Profound knowledge and experience in AML/FCC and Sanctions domain
Qualifications and experience:
- Degree in law, finance, Accounting, or any other relevant qualification. Certification from CAMS/ACAMS will be a plus
- 5 years of relevant experience in the Global Business Sector
- Approved Compliance Officer, appointments as MLRO/DMLRO will be a plus
- Extensive knowledge of regulatory and legal frameworks relating to the business
Company summary/profile:
The Company is a leading award-winning financial services company with a global presence for over a decade. As a trusted and regulated Forex broker, the Company holds licenses from multiple jurisdictions, including a license from the Mauritius Financial Services Commission.
The Company’s commitment to excellence, compliance, and customer satisfaction has earned them numerous awards for their exceptional customer experience and innovative trading platforms.
As a progressive financial services company, the Company fosters a supportive work environment that values work-life balance and offers abundant growth opportunities.
The Company’s team of experienced professionals is committed to providing expert guidance, empowering its clients to make informed trading decisions.
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Kindly be advised that the designated deadline for submission of applications for the aforementioned position is the 9th of August, 2023.