Head of Compliance (vacancies through FiveComply)

On behalf of our client, a Group of Companies that owns regulated investment firms both EU and non EU, we are looking for an experienced Group Head of Compliance. The successful candidate will ensure that each entity within the Group implements regulations in all aspects and levels of its business activities as well as provide guidance on professional matters, with goal to preserve the Group’s integrity and high ethical standards.

Job Responsibilities

  • Develop and implement systems and controls to prevent or manage regulatory violations for every entity within the Group, and ensure such systems and controls remain efficient.
  • Draft, amend and implement policies and procedures for every entity within the Group
  • Prepare regulatory reports as well as reports for senior management as appropriate
  • Give guidance for corrective measures where necessary and inform the senior management
  • Collaborate with all business units and especially compliance function of each entity within the Group to monitor enforcement of internal policies and procedures
  • Provide advice and training to colleagues and senior management
  • Keep updated with relevant regulatory developments of each country that the Group’s entities are authorised to provide investment services so as to evolve best practices in compliance control
  • Direct communication with competent authorities
  • Review and draft contracts, terms and conditions and any other legal documents

Required Qualifications

  • Secondary Degree in Law, Economics, Finance, Accounting, or relevant field
  • CySEC Advanced Certification or equivalent certificate from other competent authority
  • 4 years minimum experience in a related field
  • Fluency in both English and Greek languages
  • Ability to work under pressure and in a fast-paced environment
  • Excellent communication skills
  • Be result-oriented
  • Must be able to travel when deemed necessary
  • Experience in drafting legal documents will be considered an advantage

If you are interested in the above position please send your CV to our HR team at hr@fivecomply.com. Due to the high volume of applications we receive at FiveComply, only shortlisted candidates will be responded to.

Compliance Officer (vacancies through FiveComply)

On behalf of our client we are recruiting a Compliance Officer to join a growing Forex company based in Limassol. The successful candidate will have experience in a Compliance role within a CIF and be up to date with rules and regulations.

Job Responsibilities

  • Review, enhance and design policies and procedures
  • Preparation of annual and other reports.
  • Cooperate with various departments ensuring that procedures are in line with regulatory requirements.
  • Managing the legal framework upon which the Company will operate, ensuring compliance with the relevant law.
  • Create all necessary terms and conditions, agreements, risk warnings and any other legal document needed.
  • Reviewing existing and new applicable regulations, advise how these are affecting the office’s operations and make necessary recommendations to the Senior Management.
  • Do suitability and viability analysis for the department.
  • Review and approve website and other marketing content.
  • Overseeing compliance procedures and advise on risk management.
  • Dealing with client complaints and legal matters related to compliance.
  • Provide assistance on training and educating staff regarding compliance functions and obligations.
  • Set up and manage relationships with external vendors required for the product’s operations.
  • Evaluating third-party agreements.
  • Performing day-to-day reviews and inspections to evaluate compliance of the Company with its legal and regulatory obligations.
  • Reviewing the effectiveness of internal policies and procedures.

Required Qualifications

  • Previous experience in the Forex Industry/CIF is a MUST
  • Bachelor degree from a reputable University in Law/ Finance/ Economics/ Business or related field.
  • Holding of CySEC Advanced Certificate will be considered as a great advantage.
  • Minimum 18 months experience in Forex compliance matters as well as strong knowledge of relevant regulations.
  • Excellent research skills.
  • Computer literate; MS Office.

What we offer

  • Salary EUR2,000 – EUR3,000 based on experience.
  • Health insurance.
  • Friendly working environment.
  • Regular company events.
  • Personal development opportunities.
  • And much more.

This is an excellent opportunity to work in a growing FX Trading company, in a challenging and demanding working environment which offers career prospects and rewards to thriving members of the team.Employment Conditions: Full Time

Location: Limassol – Cyprus

Apply by sending an email to hr@fivecomply.com attaching your CV